F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
J

Failure to Initiate Timely CPR and Use Emergency Equipment

Valley Nursing And Rehabilitation CenterTaylorsville, North Carolina Survey Completed on 10-08-2024

Summary

The facility failed to immediately initiate Cardiopulmonary Resuscitation (CPR) for a resident who was a full code and exhibited agonal breathing and went pulseless. The staff did not utilize the overhead paging system to call for assistance or activate Emergency Medical Services (EMS) promptly. Once the need for CPR was recognized by the Respiratory Therapy, they did not implement the use of the Automated External Defibrillator (AED) and lacked an oral airway. Additionally, the regulator on the emergency oxygen tank on the crash cart was inadequate, only reaching 10 liters per minute. The resident involved was admitted with a diagnosis of a fracture of the right femur and post right periprosthetic hip fracture. The resident was moderately cognitively impaired and had a physician's order indicating they were a full code, meaning they wanted to receive CPR. On the day of the incident, the resident returned from a doctor's appointment and was reported to have vomited green fluid. Later, the resident was found unresponsive, and despite having vital signs taken, CPR was not initiated immediately. The resident's oxygen saturation dropped significantly, and CPR was eventually started, but the resident was pronounced deceased. Interviews with staff revealed a lack of coordination and prompt action during the emergency. Nurse #3, who was initially responsible, did not initiate CPR and was reportedly panicked and unsure of what to do. The crash cart was not utilized effectively, and there was confusion about the location and use of emergency equipment. The delay in initiating CPR and the lack of proper equipment and response contributed to the resident's death. The facility's failure to adhere to established emergency procedures and guidelines was evident in this incident.

Removal Plan

  • The Director of Nursing and the Assistant Director of Nursing completed an audit of the center's three Crash Carts to ensure they were adequately supplied and in working order.
  • The center's policy was reviewed by the IDT and medical director, indicating that the center will perform BLS level CPR.
  • The Director of Nursing validated that all three crash carts have emergency oxygen tanks that go to 15 liters.
  • The Administrator and Medical Director decided to remove the AEDs from the center and placed a note on each crash cart indicating that the AEDs are no longer in use.
  • The center HR Director reviewed all current staff and agency staff CPR certification to ensure they were current.
  • The center HR Director and/or the Assistant Administrator verifies agency staff are CPR certified upon their assignment to the center.
  • The center Administrator notified the Director of Nursing of immediate implementation of Mock Code Drills increasing from Quarterly to Monthly.
  • The Director of Nursing and Nursing Leadership Team initiated education for all licensed nurses and Respiratory Therapy on assessing and responding to changes in condition, including abnormal vital signs.
  • Education included review of the center CPR policy, how and when to call a Code Blue, when to call 911, immediate initiation of CPR in cardiopulmonary arrest, and the location of Crash Carts/Emergency Supplies.
  • The Regional Nurse initiated education with all staff on the location of the Crash Carts/Emergency Supplies, how to call Code Blue, and to notify a nurse with any noted change in a resident condition.
  • Education included the Nurse's Aides responsibility in alerting licensed staff immediately of abnormal vital signs and/or unresponsive residents.
  • No staff shall work until they receive this education.
  • Director of Nursing is responsible for making sure all receive the above education.
  • Director of Nursing informed the Staff Development Coordinator that she would be responsible for new hire and new agency education on the above.
  • Night shift charge nurses are responsible for checking the crash carts nightly to ensure they are appropriately stocked.
  • ADON or DON will check the crash carts weekly to ensure they are appropriately stocked and in working order.

Penalty

Fine: $35,055
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The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.

Resources

Below are regulatory guidelines relevant to this citation:

See other F0678 citations
Failure to Provide Required CPR and Activate EMS for Full Code Resident
J
F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
Short Summary

A resident with multiple cardiopulmonary conditions and a documented full code status was found unresponsive without pulse or respirations during the night shift. A CNA notified the RN, who either instructed CNAs to clean and cover the resident or, per her and an LPN’s account, called a code blue and performed CPR with the LPN for about 20 minutes before stopping, without calling 911. The RN believed the resident was on hospice and did not verify code status, then notified the DON, provider, and family instead of EMS. Several hours later, after the DON called the facility and asked whether 911 had been contacted, the RN called 911 and briefly reinitiated CPR shortly before EMS arrived and pronounced the resident deceased, documenting postmortem changes. The facility’s investigation and root cause analysis found that staff failed to follow policy requiring immediate EMS activation and continuous CPR for full code residents until EMS arrival, leading to an Immediate Jeopardy finding.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Failure to Initiate CPR for Resident With Unknown Code Status
J
F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
Short Summary

A resident with multiple chronic conditions and severe cognitive impairment was found unresponsive and not breathing, with no documented code status, POLST, or DNR in the medical record. Nursing staff verified the absence of respirations and pulse but did not initiate CPR or call 911. An LPN reported she proposed starting CPR due to the unknown code status, but an RN declined. Leadership and clinical staff stated in interviews that facility practice and expectations are that, when a code status is unknown or no POLST is on file, the resident is to be treated as full code and CPR should be initiated.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Inaccurate Crash Cart Audits and Missing Emergency Equipment
E
F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
Short Summary

The facility failed to maintain accurate and complete crash cart audits for multiple full-code residents. Surveyors, accompanied by the DON, found that daily crash cart checks did not include verification of supply expiration dates, and that an extension cord documented as present on several audit dates was not actually in the cart. Audit logs also conflicted with the cart’s contents by indicating that required items such as eye protection, saline, and clear plastic were present when they were not. These findings were inconsistent with the facility’s policy requiring the crash cart to be checked every 24 hours and after each use, with prompt replacement of equipment and supplies.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Failure to Initiate CPR and Contact EMS for Full Code Resident Found Unresponsive
J
F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
Short Summary

A resident with NASH, diabetes, ascites, obesity, and a documented Full Code status was found unresponsive during early morning med pass, cool to the touch and without measurable vital signs. Her care plan and orders required staff to call 911 and start CPR and life-saving measures if she had no pulse or respirations, but the LPN and RN who assessed her did not initiate CPR, did not contact EMS, and did not verify her code status in the medical record at the time. The resident had not been checked for several hours overnight despite policies requiring at least q2h rounding for changes in condition. There was no documentation that she had been deceased for an extended period, no report of rigor mortis, and no evidence of any change in condition prior to being found unresponsive, resulting in a cited deficiency for failure to follow code status and emergency response policies.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Failure to Verify and Honor DNR Status Before Initiating CPR
D
F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
Short Summary

A resident with documented dementia, depression, coronary artery disease, and a clearly established DNR/DNI status on the care plan, orders, and MOLST was found unresponsive in the bathroom without pulse or respirations. An LPN, notified by a CNA, initiated CPR without checking the resident’s code status in the paper chart or EMR. When the RN supervisor arrived and asked about code status, the LPN incorrectly reported the resident as full code, and another RN assisted with chest compressions without verifying code status. Staff experienced confusion and delay locating the MOLST and paper chart, and EMS requested confirmation of the resident’s code status. The MOLST ultimately confirmed DNR/DNI, but CPR had already been performed until EMS consulted their provider and stopped the code, after which the resident was pronounced deceased.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.
Failure to Provide Timely and Complete CPR to a Full Code Resident
J
F0678 F678: Provide basic life support, including CPR, prior to the arrival of emergency medical personnel , subject to physician orders and the resident’s advance directives.
Short Summary

A resident with multiple cardiac and renal conditions and a documented Full Code status was found unresponsive and not breathing by a transportation aide, who immediately sought help from an LPN and the assigned RN. The LPN refused to assist, stating it was not their resident, and the RN twice delayed responding despite being told it was an emergency, leading to a reported five- to ten-minute delay before any nurse entered the room. An LPN from another unit eventually initiated chest compressions, and other nurses joined, but no artificial respirations were provided at any time, even though the resident was apneic and an Ambu bag was available. This response did not follow the facility’s CPR policy or AHA guidelines for trained healthcare providers, which require full BLS with both compressions and rescue breaths for a Full Code resident prior to EMS arrival, and the situation was cited as Immediate Jeopardy with actual serious harm and subsequent death.

No penalty information released
tooltip icon
The penalty, as released by CMS, applies to the entire inspection this citation is part of, covering all citations and f-tags issued, not just this specific f-tag. For the complete original report, please refer to the 'Details' section.

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