Failure to Provide Required Abuse, Neglect, and Exploitation Training to RN
Summary
Facility staff failed to provide required training in the prevention of resident abuse, neglect, and exploitation for one of ten staff records reviewed, specifically for a registered nurse. During the survey, the education records for this nurse were requested, but administrative staff indicated they might not be able to provide the information due to a recent sale of the facility and lack of access to old personnel records. The assistant director of clinical services, who was new to the role, confirmed she could not speak to why the required trainings were not completed in the past. A review of the facility's policy on in-service training revealed that employees are to be provided training on required topics annually, with additional training as needed based on regulatory requirements and facility assessments. However, for the registered nurse in question, there was no documentation or evidence provided to show that the required training on abuse, neglect, and exploitation prevention had been completed, as required by federal, state, and local regulations.
Penalty
Resources
Below are regulatory guidelines relevant to this citation:
The facility failed to ensure timely initial abuse prevention training for two newly hired staff members, including a Cook and a Dietary Aide. Personnel records showed both employees completed required orientation training late, and the HR Director confirmed the delay. The facility policy required new staff orientation to include abuse prohibition practices, reporting, and what constitutes abuse, neglect, and misappropriation of resident property.
The facility failed to provide required abuse, neglect, exploitation, and misappropriation training, including all seven components of its Abuse Prohibition Program, to two newly hired direct-care staff. Personnel file reviews showed no documentation of this training at orientation, and both a CNA and a nurse aide reported they had not received abuse and neglect education. The staffing coordinator stated that orientation only covered reporting abuse and neglect, not screening, prevention, identification, investigation, protection, or response, and acknowledged staff might not know what is reportable. The administrator and DON believed new staff were receiving comprehensive abuse training but did not attend orientation and were unaware that in-depth training was not being provided.
Failure to Provide Required Abuse, Neglect, and Exploitation Training: The facility did not have credible annual in-service training on abuse, neglect, and exploitation for five staff members, including NAs, an RN, and an LPN. Personnel files lacked documentation of the required training, and the NHA confirmed the lapse during interview.
Missing Required Abuse and Dementia Training for CNA: The facility failed to ensure a CNA completed required annual training on abuse, neglect, exploitation, and dementia management. Record review showed the CNA’s training was not completed, and HR and the Administrator confirmed there was no evidence of the required annual in-service training in the file. The facility policy required staff training on abuse prevention, reporting procedures, and dementia management.
Failure to Provide Required Abuse, Neglect, and Exploitation Training: The facility failed to document annual in-service education on abuse, neglect, exploitation, and dementia care for an LPN, an RN, and three NAs. Facility policy required regular staff training on these topics, but personnel files did not show the required annual education, and the NHA confirmed there was no employee education for the year reviewed.
Staff interviews and record review showed that multiple CNAs and an LVN did not know who the facility’s Abuse Coordinator was or which external agencies must receive abuse allegations within the required two-hour timeframe. The DSD stated that the Administrator is the Abuse Coordinator and that all staff are expected to know to report suspected abuse to the Administrator, who then reports to the state survey agency, APS, law enforcement, and the Ombudsman. The facility’s written abuse prevention policy confirms these responsibilities and timelines, yet interviewed staff were unable to identify the Abuse Coordinator or the mandated reporting entities.
Late Abuse Prevention Training for New Employees
Penalty
Summary
The facility failed to ensure elder abuse prevention training was completed timely for 2 of 18 sampled employees, Employee #16 and Employee #17. Employee #16 was hired as a Cook with a start date of 11/19/2025, and the personnel record showed elder abuse prevention training was completed on 11/28/2025, 9 days late. Employee #17 was hired as a Dietary Aide with a start date of 12/15/2025, and the personnel record showed elder abuse prevention training was completed on 12/31/2025, 16 days late. During an interview on 04/22/2026 at 1:45 PM, the HR Director stated all staff were required to take initial elder abuse prevention training upon hire and confirmed both employees completed the training late. The facility policy titled Freedom from Abuse/Abuse Prohibition, revised 01/19/2026, stated employees would receive orientation upon hire to include training on abuse prohibition practices, including appropriate interventions, reporting, signs of burnout, frustration and stress, and what constitutes abuse, neglect, and misappropriation of resident property.
Failure to Provide Required Abuse and Neglect Training to New Staff
Penalty
Summary
The facility failed to provide required training on abuse, neglect, exploitation, misappropriation of resident property, and the reporting and prevention of such incidents to two staff members. Facility policy, dated 03/2025, required that all staff be trained on the Abuse Prohibition Program during orientation, annually, and on an ongoing basis, and specified seven components: screening, training, prevention, identification, investigation, protection, and reporting/response. Review of CNA B’s personnel file, with a hire date of 03/27/26, showed no documentation that this abuse and neglect training, including the seven required components, was provided during orientation. In an interview, CNA B stated he/she did not receive orientation upon hire and did not receive abuse and neglect training. Similarly, review of NA C’s personnel file, with a hire date of 04/02/26, showed no documentation of abuse and neglect training that included the seven required components during orientation. In an interview, NA C confirmed he/she did not receive abuse and neglect training. The staffing coordinator reported that during orientation he/she only educated staff to report abuse and neglect, and did not cover screening, training, prevention, identification, investigation, protection, and response to abuse and neglect, and acknowledged that if staff did not know what qualifies as abuse and neglect, they might not know what is reportable. The administrator and DON each stated that new staff should receive or did receive comprehensive abuse and neglect training including all seven components, but both acknowledged they did not attend orientation sessions and were unaware that the staffing coordinator was not providing in-depth training as required by facility policy.
Failure to Provide Required Abuse, Neglect, and Exploitation Training
Penalty
Summary
The facility failed to provide training on Abuse, Neglect, and Exploitation for five of five staff members: NA Employee E4, NA Employee E5, RN Employee E6, LPN Employee E7, and NA Employee E8. Review of the facility's In-Service Training Program policy indicated that nurse aide personnel are to participate in regularly scheduled in-service training classes, with notices posted on the employee bulletin board at least seven days before the class and attendance entered on each employee's Record of In-Service by the department supervisor or designee. Review of personnel files showed that NA Employee E4, hired 3/20/24; NA Employee E5, hired 10/22/19; RN Employee E6, hired 5/30/19; LPN Employee E7, hired 10/19/15; and NA Employee E8, hired 3/9/81 did not have credible annual in-service training on Abuse, Neglect, and Exploitation from 1/1/25 through 12/31/25. During an interview on 4/16/26 at 2:15 p.m., the Nursing Home Administrator confirmed that the facility failed to provide this training for all five staff members.
Missing Required Abuse and Dementia Training for CNA
Penalty
Summary
The facility failed to ensure that CNA E received required annual training on Abuse, Neglect, and Exploitation and dementia management. Record review showed CNA E was hired on 06/29/2024, and there was no evidence that the required annual training had been completed since her hire date. Electronic training records showed the training was initiated by CNA E on 4/15/2026 but was not fully completed after the survey team entered the facility on 04/13/2026. During interview, the HR staff member stated she was new to her position and was responsible for completing orientation and other paperwork, and she was not aware that CNA E had not completed the assigned training on Abuse, Neglect, and Exploitation and dementia management during annual training for 2025. The Administrator later reviewed the training file for CNA E and found no evidence of the required annual training. The facility policy revised 02/2026 stated that all personnel must participate in initial orientation and regularly scheduled in-service training, including training on preventing abuse, neglect, exploitation, misappropriation of resident property, reporting procedures, and dementia management and resident abuse prevention.
Failure to Provide Required Abuse, Neglect, and Exploitation Training
Penalty
Summary
The facility failed to provide annual training on Abuse, Neglect, and Exploitation for five of five staff members reviewed: one LPN, one RN, and three NAs. The facility policy for In-Service Training, All Staff dated 2/11/26 required regular in-service education for all staff, including training on preventing abuse, neglect, exploitation, and misappropriation of resident property, as well as dementia management and resident abuse prevention. The policy also stated training must be completed before staff provide care, annually, and as needed based on the facility assessment, with documentation maintained by the staff development coordinator or designee. During interviews, the NHA stated the facility had recently made staff complete education and later acknowledged there was no employee education for 2025. Review of the personnel files showed no annual in-service training on Abuse, Neglect, and Exploitation for the LPN, RN, and three NAs for the 1/1/25 through 12/31/25 period. The facility did provide education test packets for four staff members, and two packets for one NA were signed but undated, but the files still did not include the required annual training documentation. The NHA confirmed the facility failed to provide the required training for all five staff members.
Staff Lack Knowledge of Abuse Reporting Roles and Requirements
Penalty
Summary
The facility failed to ensure that staff understood and followed its abuse reporting policies and procedures. During interviews, three of six sampled staff members (two CNAs and one LVN) were unable to identify the facility’s Abuse Coordinator and did not know the external agencies to which allegations of resident abuse must be reported. Specifically, these staff members did not know that allegations of abuse must be reported to the California Department of Public Health, the Ombudsman, adult protective services, and local law enforcement within two hours when abuse is suspected. The Director of Staff Development stated that the Administrator is the Abuse Coordinator and that all staff are expected to know this and to understand the reporting requirements. The record review included an admission record and history and physical for a resident admitted with schizophrenia, impulse disorder, and hypertension, with documentation that the resident lacked capacity to understand and make decisions due to schizophrenia. The facility’s written policy, “Abuse Prevention and Prohibition Program,” revised 11/28/2022, states that the Administrator or designee serves as Abuse Coordinator and is responsible for reporting known or suspected abuse to proper authorities, and that staff must report suspected abuse to the Administrator or designee. The policy further specifies that allegations of abuse must be reported immediately, but no later than two hours after suspicion is formed, to the state survey agency, adult protective services, law enforcement, and the Ombudsman. Despite these written requirements, interviewed staff demonstrated a lack of knowledge of both the designated Abuse Coordinator and the mandated external reporting entities and timelines.
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